On Wednesday, December 12, 2018, National Whistleblower Center (NWC) Executive Director Stephen M. Kohn made a formal presentation to representatives from the U.S. Securities and Exchange Commission (“SEC”) opposing the proposed SEC rule limiting awards in major fraud cases. Kohn was joined by NWC Policy Counsel Maya Efrati and NWC Legal Fellow Sarah Khan. The packed room included SEC leadership from the Office of General Counsel, the SEC Whistleblower Office and the Office of the Chairman of the Commission. The meeting lasted for over one hour. Continue Reading NWC Meets with SEC to Strongly Oppose “Caps” on SEC Whistleblower Rewards
The world is facing daunting environmental challenges, many exacerbated by corruption. A number of the planet’s protected species are disappearing rapidly, due in part to the illegal trade in flora and fauna, and corruption comes into play as traffickers often rely on fraudulent paperwork to move parts from endangered species and illegal timber across borders. Continue Reading Corruption: Planet earth is being sold out
A recent investigation into wildlife trafficking highlights the importance of improving whistleblower incentives in the wildlife crimes sphere. Through “Operation Dragon,” the Wildlife Justice Commission (“WJC”) investigated the ties between the trafficking of endangered and CITES-listed freshwater turtles and the corruption that facilitates that illicit trade. Over the course of two years, WJC used undercover investigators to document operations of eight major trafficking networks in South Asia and the corrupt customs and transportation officials that consistently enabled the trafficking. The investigation allowed law enforcement to significantly disrupt these networks, arresting 30 individuals and seizing over 6,000 freshwater turtles. Wholesale value for a batch of 6,000 averages $3 million. Continue Reading As Anti-Corruption Day Approaches, WJC Report Reminds Us of the Importance of Whistleblower Incentives
In honor of International Anti-Corruption Day 2018 on December 9th, Maya Efrati, Policy Counsel for the National Whistleblower Center looks back at the past year to review the significant efforts made on behalf of whistleblowers around the world.
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The National Whistleblower Center (NWC), the nation’s top whistleblower advocacy group, has led the fight for whistleblower protections and rewards for over 30 years. This past year, the NWC frequently worked with anti-corruption activists and dedicated governments officials worldwide to help build effective anti-corruption programs as part of its outreach to international whistleblowers. The NWC understands that anti-corruption work can be most effective only when it is a unified global approach, as reflected in this year’s theme for International Anti-Corruption Day: “United Against Corruption”. Continue Reading The National Whistleblower Center Leads Anti-Corruption Efforts Worldwide on Behalf of Whistleblowers
U.S. Fish and Wildlife Service unable to account for millions of dollars Congress allocated to pay whistleblower incentives.
According to an exposé by environmental journalist Richard Schiffman published today by Earth Island Journal, the U.S. Fish and Wildlife Service (FWS) has no “proactive whistleblower program despite receiving $13 million” from the federal government earmarked to pay whistleblower incentive rewards. The report states that in response to a Freedom of Information Act Request (FOIA) filed by the National Whistleblower Center, the FWS admitted that it is unable to account for most of the funds Congress allocated for this purpose. Requested records found that the agency can only account for $13,704 of the $5.6 million granted to it during the period between 2003 and 2016. Continue Reading Failure to Implement Whistleblower Program Linked to the Vaquita’s Impending Extinction
This coming Sunday, December 9, the United Nations and anti-corruption organizations around the world will celebrate International Anti-Corruption Day. The joint global campaign, “United Against Corruption,” focuses on how corruption impacts rich and poor countries alike and must be addressed through a unified international approach. Continue Reading National Whistleblower Center Supports Global Anti-Corruption Efforts
Donna Boehme, the “Lion of Compliance,” comments on Novartis as a new “rock star” on the corporate compliance landscape, observing that the company has elevated its approach to compliance, culture and trust to best practice “Compliance 2.0” status – first, with its 2014 appointment of an independent and empowered CECO with true compliance SME (earned in the field) and now, with the elevation of the role to include all management risk functions and with a seat on the executive management team. She also notes as best practice the company’s establishment of a new bonus system that links bonuses to ethical leadership behavior, a feature many leading companies have yet to achieve. Continue Reading Pharma Giant Graduates to Compliance 2.0
The now famous Danske Bank Whistleblower, Howard Wilkinson, testified before the TAX3 European Parliament Committee last week.
The statement was given on the day after the European Parliament’s legal affairs Committee adopted its report on the whistleblower protection Directive – which was significantly stronger than expected.
Wilkinson reported suspicious financial transactions at Danske Bank’s Estonia branch, where he worked until 2014. It has been calculated that up to $20 billion in fraudulent financial activity have been brought to light by Wilkinson’s disclosures. Continue Reading Danske Bank whistleblower testifies at European Parliament
The Securities and Exchange Commission’s (SEC) recently published its annual report on the SEC Whistleblower program. According to the report, in 2018 the SEC paid the largest amount of whistleblower awards in the program’s history, with payouts totaling $168 million. This year the SEC whistleblower program also gave its largest whistleblower award to date, $84 million. Many of those receiving the reward were company outsiders and non-U.S. residents. Continue Reading SEC Whistleblower Program Pays Whistleblowers a Record $168 Million in 2018
The International Network for Environmental Compliance and Enforcement (INECE) was formed in 1989 by the United States’ Environmental Protection Agency and the Netherlands’ Ministry of Housing, Spatial Planning and the Environment on the need for greater collaboration between environmental compliance and enforcement actors globally. To date, it remains the only global organization focused exclusively on improving compliance with environmental law through effective compliance promotion and enforcement at all levels of governance. By partnering with the National Whistleblower Center, INECE hopes to help address the relationship between environmental crime, economic growth, and national security. Continue Reading Knowledge exchange at the forefront of environmental law enforcement